NCHU Course Outline
Course Name (中) 證券交易法(7602)
(Eng.) Securities Exchange Law
Offering Dept Executive Master Program in Law
Course Type Elective Credits 2 Teacher SU,I-TZU
Department Executive Master Program in Law / (W)Graduate Language Chinese Semester 2026-SPRING
Course Description 證券交易法理論介紹與實例研習,先修課程為公司法。
本課程前8週為同步遠距教學,後8週為實體教學
Prerequisites
Relevance of Course Objectives and Core Learning Outcomes(%) Teaching and Assessment Methods for Course Objectives
Course Objectives Competency Indicators Ratio(%) Teaching Methods Assessment Methods
本教學目標除培養學生基本證券交易法知識外,亦與實務結合,訓練思辨能力,使學生能活用證券交易法。
topic Discussion / Production
Visit
Exercises
Discussion
Lecturing
Written Presentation
Attendance
Quiz
Assignment
Course Content and Homework/Schedule/Tests Schedule
Week Course Content
Week 1 第一週
單元1. 證券交易法概說
Week 2 單元2.公司治理
Week 3 單元2.公司治理
Week 4 單元3.財務業務的繼續公開
Week 5 單元4.股東會相關議題及庫藏股
Week 6 單元5.公開收購
Week 7 單元6.證券發行的審查
Week 8 單元7.募集與私募
Week 9 期中報告大綱繳交討論
Week 10 單元8公開說明書虛偽不實
Week 11 單元9證券詐欺
Week 12 單元9證券詐欺
Week 13 單元10內線交易
Week 14 單元10內線交易
Week 15 期末報告
Week 16 期末報告
self-directed
learning
   01.Participation in professional forums, lectures, and corporate sharing sessions related to industry-government-academia-research exchange activities.
   02.Viewing multimedia materials related to industry and academia.

Evaluation
平時測驗,上課出席(35%),期中報告大綱(30%),期末報告(35%)。
Textbook & other References
劉連煜,新證券交易法實例研習,元照,2020
參考資料
1.賴英照,證券交易法解析,元照,2011.2

Teaching Aids & Teacher's Website
ilearning
Office Hours
課後或另約時間
Sustainable Development Goals, SDGs(Link URL)
16.Peace and Justiceinclude experience courses:N
Please respect the intellectual property rights and use the materials legally.Please respect gender equality.
Update Date, year/month/day:2026/02/23 15:06:11 Printed Date, year/month/day:2026 / 5 / 31
The second-hand book website:http://www.myub.com.tw/